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Because of their relatively low costs and numerous possibilities for use in soil and rock free of groundwater, open shield machines with mechanical partial excavation enjoy a wide application for jacking lengths up to 1000 m [FI-Herreb].

Water retention measures (open water retention or groundwater lowering) are required when jacking in groundwater (Abschnitt 4.4) (Abschnitt 12.8.2). In the cases in which this is not possible or permissible, a closed …

(Image: Open cowl shield with spiral conveyor for spoil removal and hydraulically extendable breast plate for gravel-sand soils without groundwater (external diameter 4280 mm) [FI-Eppin])

Shield machines with special excavation and conveying installations have been developed, and used for special purposes. The features of these excavation tools are that the working face is only partially excavated at some points in the shield, e.g. more or less passively.

(Image: Support pressure diagram of the compressed air method with reference to [Wittk99] [Image: S&P GmbH])
(Image: Principle possibilities of arranging air locks for pipe jacking - Air locks above the starting shaft ("Shaft locks"))
(Image: Principle possibilities of arranging air locks for pipe jacking - Moving air lock in the pipe string)
(Image: Principle possibilities of arranging air locks for pipe jacking - Moving air lock in the trailing …

Shield machines with compressed air support are used [Krets72] :

  • In soil types where the lowering of the groundwater is not to be recommended on technical, ecological or economic reasons
  • In regions where the lowering of the groundwater could cause damaging subsidence
  • For jacking under water ways
  • For stabilizing the working face

The limits of use for jacking in compressed air are determined by [Krets72] :

  • The pressure permitted by the compressed air …

(Image: Qualitative depiction of compressed air consumption [FI-Baben])

In order to ensure the stability of the working face, a high support pressure as possible is required on the one hand, but, on the other hand, with increasing air pressure, there is the danger that the resulting large pneumatic gradient causes a ground failure at the surface and thus an increasing loss of air in the working chamber (blow out). The increasing loss of air can lead …

(Image: Compressed air blow out during jacking the utility tunnel "Versorgungstunnel Kieler Förde" [FI-Becor])
(Image: Types of blowouts - Gasometer blowout)
(Image: Operating condition of compressed air support with a hydroshield with reference to [Wittk99] [Image: S&P GmbH])
(Image: Types of blowouts - Erosion blowout)
(Image: Minimum cover depths and dependencies of the geometric sizes T, α, Β and d [Krets72] - Minimum cover for compressed …

Compressed air installations for spaces in which work is being carried out by people are subject to special safety demands and require special safety measures in order to protect the personnel from health hazards.

Important for these in the Federal Republic of Germany are the:

  • "Druckluftverordnung" ("Compressed air ordinance") with the latest revision of 17th June 1977 [ELEXV97], and
  • EN 12110 "Tunnelling machines - Air Locks - Safety Requirements" (…

(Image: Design and method of operation of the membrane shield method with reference to [FI-Zübli] [Image: S&P GmbH])

In order to expand the area of application of shields with mechanical partial excavation and compressed air supported working face to inhomogeneous soils with a water permeability coefficient k > 10-4 m/s (e.g. sand or gravel with intrusions of cobbles and boulders), shield types have been developed in which the air support is combined …

(Image: Thix shield with breast plates (external diameter 4160 mm) used in jacking "Transportsiel Winterhude" and "Sammler Ost" (City of Hamburg) - View of the front shield segment with cutter [FI-HDW])
(Image: Thix shield with breast plates (external diameter 4160 mm) used in jacking "Transportsiel Winterhude" and "Sammler Ost" (City of Hamburg) - Longitudinal section with reference to [FI-Holzma])

Shield machines with fluid support (SM-T4) …

(Image: Closed cowl shield (external diameter 2.0 m) with integrated microtunnelling machine of type AVN 800 B (external diameter 975 mm) [FI-Herreb])

The shield machines with mechanical partial excavation correspond in concept to the design of the hand shield. They feature a mechanised open (SM-T1 or SM-T2) or closed (SM-T3 or SM-T4) shield with a fixed installed excavator for partial excavation of the soil or rock at the working face.

The spoil is …

Project example - construction of the utility tunnel "Versorgungstunnel Kieler Förde"

Shield machines with partial excavation feature an open or closed shield of the models SM-T1, SM-T2, SM-T3 or SM-T4, in which the soil at the working face is partially loosened by means of fluid jets.

The spoilfluid mixture is transported hydraulically to the surface.

Representatives of these types of shield, which is no longer in use today, are discussed in the following for the sake of completeness. They are:

  • Flushing shields
  • Hydrojet shields

Flushing …

Shield machines with partial excavation feature an open (SM-T1 or SM-T2) or closed shield (SM-T3 or SMT4) and partial loosening of the soil or material at the working face.

The spoil is transferred directly or by a conveyor belt, chain conveyor or a spiral conveyor (auger) to the downstream conveying system (belt conveyor, transport cart or conveying bucket). In exceptional cases, the spoil can also be conveyed hydraulically.

Shield machines with partial …

The cutting wheel is a mostly open designed boring head that does not serve to support the working face mechanically ( Bild 9.2.2.1.1 a and b) (Bild 9.2.2.1.1) (Bild 9.2.2.1.1) (Bild 9.2.2.1.1) (Bild 9.2.2.1.1) (Bild 9.2.2.1.1). Its advantages are in the small cover and thus good accessibility to the working face if desired.

(Image: Boring head variants of an earth pressure balance shield with reference to the subsoil conditions [FI-Komat]) (Image: …

Scraper cutting heads are nearby, closed, disc-shaped boring heads or cutting wheels with adjustable or fixed supporting plates with soil entry openings that are adapted to suit the size of the maximum particle to be transported Bild 9.2.2.1.2 (Bild 9.2.2.1.2) (Bild 9.2.2.1.2) (Bild 9.2.2.1.2).

Besides their excavation function, the mechanical support of the working face becomes important with this boring head variant.

Scraper cutting heads have a …

Rock cutting heads consist of almost closed, disc shaped basic constructions with usually slot shaped entry openings (removal slots) and are flat with a rounded periphery, slightly coned or almost convex (Bild 9.2.2.1.3) (Bild 9.2.2.1.3) (Bild 9.2.2.1.3) (Bild 9.2.2.1.3) (Bild 9.2.2.1.3) (Bild 9.2.2.1.3).

Set into the boring head there are additional carriers for attaching or bearing the roller cutters. So-called removal teeth are situated along the …

(Image: Boring head variants of an earth pressure balance shield with reference to the subsoil conditions [FI-Komat])
(Image: Types of scraper teeth with replaceable hardmetal cutting edges [FI-Palmie])
(Image: Round shank cutter bits with tungsten carbide inserts (TCI) [FI-Sandv])
(Image: Types of roller cutters [FI-Palmie] - Double disc cutter (double disc))
(Image: Types of roller cutters [FI-Palmie] - Treble disc cutter (triple disc …

For shield machines with full-face excavation, special attention must be paid to the ability to change tools without changing the support conditions of the working face. One method of carrying this out in a safe and simple manner underground without withdrawing the machine from the rear of the boring head is the so-called "Backloading system" [Kollm00].

Examples of the fastenings used for the various tools are shown in Bild 9.2.2.1.5, Bild 9.2.2.1.5

Shield machines with full-face excavation are equipped with various boring heads [Arnol93] depending of the subsoil conditions and especially the strength of the soil and rock material.

Depending on the design, the boring head, besides excavation, can also undertake an earth pressure balance function.

A difference is made between:

  • Cutting wheel (Abschnitt 9.2.2.1.1)
  • Scraper cutting head (Abschnitt 9.2.2.1.2)
  • Rock cutting head (Abschnitt 9.2.2.1.3)

The …

(Image: Open shield machines with cutting wheel and natural support of the working face [FI-Akker] - Cutting wheel for soil)
(Image: Open shield machines with cutting wheel and natural support of the working face [FI-Akker] - Cutting wheel for soft to medium hard rock)

Shield machines with full-face excavation and natural support of the working face are open, fully mechanised shields (Tabelle 9.2). They are the simplest form of shield machines …

(Image: Open shield machine with scraper cutting head and mechanical support of the working face - Fixed soil entry openings [FI-Akker])
(Image: Open shield machine with scraper cutting head and mechanical support of the working face - Variably adjustable soil entry openings (opened position) [FI-Lovata])
(Image: Open shield machine with scraper cutting head and mechanical support of the working face - Variably adjustable soil entry openings (…

When jacking in groundwater with the open shield machines of the types SM-V1 as well as SM-V2, the working face must be continuously, i.e. over the complete distance of the jacking, pressurized with compressed air and a change over must be made to a closed shield insofar as the groundwater cannot or must not be lowered [Tunnel98].

In this case, the corresponding discussions of the Abschnitt 9.2.1.2.3 apply.

The main areas of application of this type …

With slurry shields (Bild 9.2.2.5.1) (Bild 9.2.2.5.1), the support pressure control is carried out within the excavation chamber by means of the pump-controlled supply and discharge of the support fluid (Abschnitt 8.3).

As the support pressure control can react very insensitively to sudden losses of the supporting fluid, for instance when approaching fault zones or inhomogeneous subsoil, leading to an uncontrolled collapse of the working face and …

The most important deviating design feature of hydroshields (Bild 9.2.2.5.2) (Bild 9.2.2.5.2) from the slurry shields is that the excavation chamber is divided by a scum board into two regions (Bild 9.2.2.5.2).

In the rear chamber (pressure chamber) that is separated from the trailing shield segment by a pressure bulkhead, there is a compressed air cushion through which the support pressure at the fluid balanced working face is controlled by means …

(Image: Hydroshield with jaw crusher [NNb] - Four-spoked cutting wheel with pick bits and soil entry openings in the pressure bulkhead (shield diameter 4604 mm))
(Image: Hydroshield with jaw crusher [NNb] - Detail view of the jaw crusher in front of the rake)
(Image: Dismantled roll crusher (MOCO system [FI-Moco]) of a hydroshield with a shield diameter of 1966 mm [FI-Dywida])

All the boring head variants mentioned in Abschnitt 9.2.2.1 (cutting …